Your investors hold your funds everywhere. You need to see them in one place.
When investors buy a sponsor's funds through many different custodians, the sponsor is left tracking down holdings account by account, with little control over who invests in what. A dedicated custody platform brings those holdings together and puts the rules in your hands.
Built for the way you offer your funds
Holdings sit with a single custodian on a platform built for your funds, so you can see each investor’s positions without chasing statements from multiple firms.
Decide exactly who can log in to the platform, so it’s available only to the investors you choose, such as your employees.
Set which of your funds each investor is eligible to invest in, so the right people have access to the right products.
Platforms can be built around ’40 Act products such as interval and mutual funds, as well as private funds and other fund structures.
An employee investment platform for a ’40 Act fund sponsor
An asset manager wanted to let its employees invest in the firm's own interval and mutual fund products, without losing track of who held what.
Employees held the sponsor’s funds at multiple custodians. To see who was invested in which funds, the sponsor had to track down holdings across all of them, and it had no central way to control who could invest in what.
North Capital built a custody platform specifically for the sponsor’s employees to invest in its fund products. The sponsor controls who has access to the platform and limits which employees can invest in which funds.
Instead of chasing employee holdings across custodians, the sponsor now sees who is invested in what in one place, with eligibility and access rules it sets itself.
Custody can be shaped to fit your scenario
An employee platform is just one way sponsors and issuers use North Capital custody. The same infrastructure supports a wide range of structures, and many clients combine several of them.
Hold investor positions under a single holder of record.
Pay distributions to investor bank or custody accounts.
Open accounts and settle trades without investors leaving your site.
Let investors open a self-directed IRA directly on your website.
Every sponsor's funds, investors, and goals are different. Schedule a call with our team to walk through your situation and see whether a custom custody platform may be a fit.