Registered Broker-Dealer · FINRA / SIPC

Powering the lifecycle of private markets

North Capital offers platform technology, brokerage services, escrow, custody, and secondary trading for private securities and registered funds, expanding access, liquidity and transparency for over a decade.

3,520
Deals
2.6M
Transactions
$8.7B
Volume
625K
Secondary Trades
1,288
PPEX Assets
Broker-Dealer
Investor Verification
Document Signing
Payment Rails
Escrow & Custody
Secondary Trading
North Capital
One Partner
What we offer

Streamline your investor experience

Technology-based investment solutions for broker-dealers, fund managers, funding platforms, and private issuers accessing private investment markets.

Platform Technology

TransactAPI, Opera IP white-label portal, and Opera IQ investor verification: the complete tech stack for private securities offerings.

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Escrow & Custody

Escrow for Reg D, A+, CF, and S offerings with ACH, credit card, wire, and check processing. Real-time visibility into account activity.

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Secondary Trading

PPEX, our registered ATS, brings access, liquidity, and transparency to private markets. 1,288 approved assets and growing.

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Broker-Dealer Services

Statutory distributor and agency broker for private funds, registered funds, REITs, and exempt securities. Registered in all 50 states. Get your sales team registered today.

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Investor Verification

Accredited investor verification under broker-dealer safe harbor, qualified purchaser verification, and comprehensive background checks.

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Advisory Services

North Capital, Inc., a registered investment advisor, seeks to deliver fee-only planning and investment solutions, including the North Capital Treasury Money Market Fund (NCGXX).

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How it works

Build · Raise · Trade

Three integrated capabilities that power the full private market transaction lifecycle.

01
Build your platform

Our API integrates into any web application. Three paths: full API, white-label Opera IP portal, or Opera IQ verification micro-portal. Live in as little as 1–2 business days.

02
Raise funds with confidence

Escrow and brokerage services for Reg D, Reg A+, Reg CF, and Reg S. Full transaction reporting, KYC/AML, investor qualification, and multi-payment processing in a single workflow.

03
Trade assets on PPEX

Give investors a path to liquidity through PPEX, our SEC-registered ATS. 1,288 approved assets via intuitive interface or API-driven proprietary experience.

Infrastructure built for private markets
SOC 2 Compliant
Secure Investor Onboarding
Integrated Compliance Workflows
Audit-Ready Recordkeeping
Get in touch

Ready to accelerate your business?

Whether you're building a new investment platform, looking for escrow services, or wanting to offer secondary liquidity, our team is ready to help.

📞
(888) 625-7768
📍
623 E Fort Union Blvd, Suite 101, Midvale, UT 84047
Send us a message