Services Offered Through North Capital

Broker Dealer Services

Your trusted advisor to manage your private offering from start to finish.


RegTech for issuers, banks, platforms, fund managers, and more.

Custody Services

Custody services for individuals, joint owners, entities, and trusts.

Escrow Services

Escrow services for Reg D, Reg A+, Reg S, and Reg CF offerings.

Money Market Fund

Institutional U.S. Treasury Money Market Fund.

Private Deals
Individual Transactions
$3.85 billion

Broker Dealer Services

North Capital Private Securities (NCPS) is a registered broker dealer focused on the offering, transaction, and settlement of private and other exempt securities, such as offerings under Reg A+, Reg D, and Reg S. Issuers and professional intermediaries, such as funding platforms, may be required to have licensed representatives when conducting securities offerings. NCPS offers the ability to affiliate with our broker-dealer to hold licenses and provide compliance oversight of securities business conducted through the firm.

North Capital is highly experienced as a managing broker for Reg A+, Reg D, and Reg S offerings. Our team provides expertise in:

  • Pre-offering Due Diligence
  • SEC and FINRA Qualification
  • Investor Vetting
  • Advertising Review
  • Subscription Escrow
  • Payments and Settlement
  • Custody

Our expertise, along with our transparent, API-enabled technology and procedures, provides fast and predictable turnaround times, which allows our clients to streamline their business processes and run their operations more efficiently.


North Capital offers technology-based investment solutions to broker-dealers, banks, fund managers, funding platforms, and private issuers who wish to access private investment markets.

Our products include:

DirectInvest Button
DirectAccreditation Button

  • RESTful API
  • Know Your Customer (KYC) Checks
  • Anti Money Laundering (AML) Checks
  • Accredited Investor Verification
  • Accepts ACH Transfer, Check, or Wire Transfer
  • Send Documents for Electronic Signature
  • Download Offering Documents
  • Secure Storage of Personal & Confidential Information

Custody Services

North Capital Private Securities provides custody services for individuals, joint owners, entities, and trusts. Our online portal allows our customers to view their account balances, generate reports, and view transactions in real time. Contact us today to open your custodial account.

  • $0 account opening or maintenance fees.1
  • $0 account minimum.1
  • ACH, Wire, and Check funds processing
  • Online access to view account in real time
  • Quick and easy account set up

1Other account fees, fund expenses, and brokerage commissions may apply.

Escrow Services

North Capital Private Securities is a self-clearing broker-dealer approved to provide escrow services for offerings under Reg D, Reg A+, Reg S, and Reg CF offerings. We offer a full technology stack to facilitate the automatic creation and processing of deal escrows.

Our team has years of experience in private securities and provides efficient, compliant processes to help guide you through your capital raise from opening escrow, accepting funds, processing returns, disbursing funds, and closing the account. Contact us to open your escrow account today!

  • Escrows for all private offerings including Reg A, Reg CF, Reg D, and Reg S.
  • Same-day view into account activity
  • Regulatory Compliant Processes
  • Investor KYC and AML Verification
  • ACH, Wire, and Check funds processing
  • Domestic and International investors
  • Quick and easy account set up
  • Competitive Pricing
  • E-sign Escrow Agreements
  • Private Securities Experienced Team

Investment Products

North Capital Private Securities offers strategically selected investment opportunities. The investment opportunities are either sponsored by an affiliate of North Capital, or sourced from one of North Capital’s growing list of partners. The investment opportunities are “frontier alternatives”, alternative investments that investors are unlikely to encounter in public markets. More products will be launching soon so please check back for updates to our offerings.