Who is North Capital?

North Capital is the leading provider of prime brokerage and technology application services to power financial marketplaces.

Alternative Investments
99Funding Logo

Early-Stage Companies

99Funding is an online marketplace for broker vetted syndicated private offerings. Using North Capital's extensive network of platform partners, 99Funding allows accredited investors gain access to early stage private companies from across the web in one place.
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Real Estate

REITless is an online platform for private real estate investing. Focused on single and multi-family residences, REITless allows investors to pool money to invest in fractionalized opportunities. Investors simply evaluate the offerings, review and sign the subscription materials online, and manage existing investments.
PPEX logo

Private Funds

PPEX is designed to be the most comprehensive, accessible and user friendly electronic marketplace for primary offerings of Private and Public Fund interests. Utilizing technology, products, and market expertise, PPEX will systematically connect fund offerings and investors, bringing order to a fragmented marketplace.
Marketplace Solutions

Technology

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About Our Technology

The North Capital companies offer technology-based investment solutions to broker-dealers, banks, fund managers, funding platforms, and private issuers who wish to access private investment markets. Our flagship product TransactAPI can be quickly and easily integrated with proprietary platforms, or our Marketplace as a Service, and saving development time and money.

What are the benefits of using our technology?

Transaction Engine

Marketplace-as-a-Service

Mini-Platform

Fully Compliant

WordPress Compatible

Expands Distribution

Complete Customizability

Quick Turnaround

Easily Embeds

Prime Brokerage Services

Broker-Dealer

North Capital Private Securities is a registered broker dealer focused on the marketing and distribution of private funds and the securities of private companies to qualified investors, such as family offices, funds of fund, endowments, foundations, and pension funds. Our principals have expertise in the origination, structuring, and marketing of private offerings, and we serve as your trusted advisor to manage your offering from start to finish.

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Advisory Services
Business Data Analyzing
North Capital Advisory

North Capital is a fee-only investment advisory firm with offices located in San Francisco, CA, Benicia, CA and Salt Lake City, UT. Founded in 2008, North Capital provides financial planning, advisory services and discretionary investment management to individuals, families, businesses and non-profit institutions across the United States.

Portfolio Management

Our open architecture platform means better options for clients. The discretionary investment management service offers clients the benefits of diversification across a wide array of asset classes and risk factors, access to institutional investment managers, cost-effective implementation, and professional monitoring, reporting, and service.

Financial Planning

Do you have a financial plan to help you achieve your long-term goals? North Capital will undertake a comprehensive financial review based upon your individual needs and goals, your personal risk profile, and any special circumstances related to your finances.

Consulting

Clients have unique goals, problems and constraints that require specialized attention and customized solutions. North Capital principals have worked with clients to meet a wide variety of needs, including asset valuation, distressed asset sales, interest rate and foreign currency hedging, due diligence and analysis of private investment opportunities, development of investment policies and procedures, and general investment consulting.

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Our Team
Jim Dowd
Jim Dowd
Founder and Managing Director
Craig Goos
Craig Goos
Managing Director
Stephanie Holt
Stephanie Holt
Chief Financial Officer
Linsey Harkness
Linsey Harkness
Compliance Officer
Grant Nelson
Grant Nelson
Origination & Due Diligence
Sara Borazan
Sara Borazan
Platform Sales
Mike Weaver
Mike Weaver
Platform Sales
Minh Le
Minh Le
Associate
Gaby Giacchino
Gaby Giacchino
Office Manager
Frances Harkins
Frances Harkins
CFP®, AIF®, MA
Daren Dearden
Daren Dearden
Associate
Danyell Bjornstad
Danyell Bjornstad
Office Administrator, Registered Paraplanner
Anton Prakash
Anton Prakash
Chief Technologist
Jessi Mills
Jessi Mills
Associate