INVESTOR
QUALIFICATION

EXPERIENCED
TEAM

COMPLIANCE
TOKENS

BROKER
SERVICES

SIMPLE
SET UP

NORTH CAPITAL AT A GLANCE

OVER

79

Partners

OVER

614

Private Deals

OVER

34,582

Individual Transactions

OVER

$515

Million Raised

YOU KNOW REGULATORY COMPLIANCE IS IMPORTANT,
BUT DO YOU KNOW WHERE TO START?

Let North Capital navigate the digital asset space for you to help you avoid common pitfalls that too many STO issuers face.

What are the benefits of using our technology?

TransactAPI

TRANSACTION ENGINE

Our TransactAPI technology stack is integrated to accept ACH and Wire Transfers.

  • Fully Compliant
  • Complete Customizability

Marketplace-As-A-Service

PLATFORM-IN-A-BOX

Commonly referred to as a ‘platform in a box’, our MaaS is a quick-to-market solution.

  • WordPress Compatible
  • Quick Turnaround

DirectInvest Button

MINI-PLATFORM

Investors can complete the entire investment process within the DirectInvest Button.

  • Expands Distribution
  • Easily Embeds

NORTH CAPITAL INVESTMENT TECHNOLOGY | FINOVATE 2017

Check out North Capital Investment Technology's Demo of TransactCloud at Finovate 2017.

FOR YOUR COMPANY

  • ENSURE COMPLIANCE
  • INVESTMENT PROCESS IN ONE PLACE
  • INTEGRATED SOLUTIONS
  • INCREASED EFFICIENCY

FOR YOUR INVESTORS

  • SEAMLESS INVESTOR EXPERIENCE
  • AUTOMATIC INVESTOR VERIFICATION
  • EASE OF USE

PORTFOLIO MANAGEMENT

Our open architecture platform means better options for clients. The discretionary investment management service offers clients the benefits of diversification across a wide array of asset classes and risk factors, access to institutional investment managers, cost-effective implementation, and professional monitoring, reporting, and service.

FINANCIAL PLANNING

Do you have a financial plan to help you achieve your long-term goals? North Capital will undertake a comprehensive financial review based upon your individual needs and goals, your personal risk profile, and any special circumstances related to your finances.

CONSULTING

Clients have unique goals, problems and constraints that require specialized attention and customized solutions. North Capital principals have worked with clients to meet a wide variety of needs, including asset valuation, distressed asset sales, interest rate and foreign currency hedging, due diligence and analysis of private investment opportunities, development of investment policies and procedures, and general investment consulting.

MANAGED ASSETS

Proof Ethereum

Invest in the future of the Ethereum Blockchain.

MogulREIT I

MogulREIT I is an online Real Estate Investment Trust ("REIT") designed for diversification, cash flow and equity appreciation.

INSTITUTIONAL INTERMEDIARIES

The NCPS Institutional Intermediaries Team was created as an independent, third-party distribution group with a national footprint. The II Team is designed to forge effective partnerships with asset managers to distribute their products through traditional distribution channels.
North Capital Private Securities markets products through wirehouses, insurance companies, independent broker/dealers, trust departments, regional broker/dealers, family offices and registered investment advisors. The II Team has deep wholesale relationships that reach into individual branches and advisory teams.

THE NORTH CAPITAL TEAM

Jim Dowd

Founder & Managing Director

Stephanie Holt

Chief Financial Officer

Sara Borazan

Director of Business Development

Anton Prakash

Chief Technologist

Richard “Grant” Nelson

Director of Origination

Michael T. Weaver, Jr.

Director of Private Funds

Minh Le

Origination & Due Diligence

Justine McCartin

Registered Principal

Linsey Harkness

Director of Compliance

Jessi Mills

Operations Professional - Designer

Daren Dearden

Director of Advisory Services

Danyell Bjornstad

Office Admin, Registered Paraplanner

Juan Garcia

Managing Director, North Capital Inc.

Gaby Giacchino

Office Manager

Frances Harkins

CFP®, AIF®, MA

Shawn Crouse

Registered Principal

Carly Kneidinger

Associate - Marketing

Priyanka Singh

Project Manager

Shelby Cluff

Associate

Jackie Irvin

Office Manager