WHO IS NORTH CAPITAL?

North Capital is the leading provider of prime brokerage and technology application services to power financial marketplaces.

MARKETPLACE SOLUTIONS

Technology

About Our Technology

North Capital offers technology-based investment solutions to broker-dealers, banks, fund managers, funding platforms, and private issuers who wish to access private investment markets.

Our flagship product TransactAPI can be quickly and easily integrated with proprietary platforms, or our Marketplace as a Service, and saving development time and money.

What are the benefits of using our technology?

Transaction Engine

Marketplace-as-a-Service

Mini-Platform

Fully Compliant

WordPress Compatible

Expands Distribution

Complete Customizability

Quick Turnaround

Easily Embeds

Prime Brokerage Services

Broker-Dealer
North Capital Private Securities is a registered broker dealer focused on the marketing and distribution of private funds and the securities of private companies to qualified investors, such as family offices, funds of fund, endowments, foundations, and pension funds.

Our principals have expertise in the origination, structuring, and marketing of private offerings, and we serve as your trusted advisor to manage your offering from start to finish.

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ADVISORY SERVICES

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North Capital Advisory
North Capital is a fee-only investment advisory firm with offices located in:

• San Francisco, California
• Benicia, California
• McAllen, Texas
• Salt Lake City, Utah

Founded in 2008, North Capital provides financial planning, advisory services and discretionary investment management to individuals, families, businesses and non-profit institutions across the United States.

MANAGED ASSETS

Proof Ethereum

Invest in the future of the Ethereum Blockchain.

MogulREIT I

MogulREIT I is an online Real Estate Investment Trust ("REIT") designed for diversification, cash flow and equity appreciation.

WHOLESALE SERVICES

North Capital manufactures and distributes alternative investment products for advisors and their customers.

Facilitates access to the wealth management channel for non-traditional assets including hedge funds, fund of funds, private equity, real estate investment trusts (REITs) and limited partnerships.

North Capital is a member of DTCC AIP to facilitate alternative investment access to the wealth management channel
  • Allows for non-traditional assets to be accepted by major custodians and to be displayed above the line on a brokerage statement.
  • Incentivizes Advisors, who custody at major custodians, to recommend alternative strategies as the assets stay in the system.
  • Provides post trade reporting information to custodians through DTCC AIP, to keep position values and position activity current.

INSTITUTIONAL INTERMEDIARIES

The NCPS Institutional Intermediaries Team was created as an independent, third-party distribution group with a national footprint. The II Team is designed to forge effective partnerships with asset managers to distribute their products through traditional distribution channels.

North Capital Private Securities markets products through wirehouses, insurance companies, independent broker/dealers, trust departments, regional broker/dealers, family offices and registered investment advisors. The II Team has deep wholesale relationships that reach into individual branches and advisory teams.

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OUR TEAM

Jim Dowd

Jim Dowd

Founder & Managing Director

Stephanie Holt

Stephanie Holt

Chief Financial Officer

Mike Weaver

Michael T. Weaver, Jr.

Director of Private Funds

Linsey Harkness

Linsey Harkness

Director of Compliance

Grant Nelson

Richard “Grant” Nelson

Director of Origination

Sara Borazan

Director of Platforms

Minh Le

Associate - Origination & Due Diligence

Gaby Giacchino

Gaby Giacchino

Office Manager

Frances Harkins

Frances Harkins

CFP®, AIF®, MA

Daren Dearden

Director of Advisory Services

Danyell Bjornstad

Danyell Bjornstad

Office Administrator, Registered Paraplanner

Juan Garcia

Managing Director, North Capital Inc.

Anton Prakash

Anton Prakash

Chief Technologist

Jessi Mills

Operations Professional - Designer