Custody Solutions

North Capital’s custody solution for exempt securities, helps investors, issuers and advisors overcome the investment barriers they have historically encountered in private markets.

Our custody services can be used for qualified accounts —such as Individual Retirement Accounts (IRAs), Simplified Employee Pension (SEP) IRAs, and ROTH IRAs—and may include the custody of private securities.

Custody solutions for:

Advisors

Access to a broad spectrum of alternative assets for client portfolios
Avoid surprise audits associated with the Custody Rule
Monitor client accounts, statements and tax documents

Investors

Gain access to alternative asset investment opportunities
Invest in alternative assets through tax-efficient accounts
View and monitor account activity, statements and tax documents

Issuers

Consolidate a busy capitalization table
Expose your offering to the RIA investor channel
Seamlessly facilitate distributions to your investors

How to Get Started

1

MEET THE TEAM
A member of our business development team will schedule a call with you to introduce North Capital, discuss our custody services and answer any questions you may have.

Schedule a Call

2

ACCOUNT AGREEMENT

NCPS will provide the applicable agreement(s) and/or application to be reviewed and entered into.

3

NCPS REVIEW

An NCPS principal will review the applicable agreement(s) and/or application and perform a due diligence review to ensure that the account can be opened. This review includes KYC and AML screening and verifications.

4

ACCOUNT OPENED

NCPS will open your custodial account when the account has been approved by an NCPS principal.

5

ONLINE ACCESS

You will receive an email from NCPS with instructions on how to set up your online access through the North Capital Portal. This access will give you a real time view into all of your open accounts at NCPS.