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NORTH CAPITAL PERSPECTIVES


Broker-Dealer Services for Real Estate Sponsors
If you're a real estate sponsor seeking to raise capital through private placements, working with a broker-dealer may support your efforts. Broker-dealers assist in navigating securities regulations, supporting compliance efforts, and facilitating introductions to potential investors. In this overview, we’ll explore what broker-dealer services involve, their role in real estate offerings, and considerations for selecting the right partner.
Sara Judd
4 minutes ago2 min read
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How to Choose a Broker-Dealer for Your Private Placement Offering
Choosing the right broker-dealer for your private placement offering can make a significant impact on your capital raise.
Sara Judd
7 days ago2 min read
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Managing Broker-Dealer Services: Scale Without the Overhead
Creating and operating a broker-dealer is a complex and expensive process that can take over a year to get up and running while costing...
Hector Salas Almeida
Sep 302 min read
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Why Broker-Dealers Are Outsourcing Operational Compliance in 2025
Broker-dealers are increasingly outsourcing their operational compliance needs. This strategic shift is driven by the growing complexity...
Sara Judd
Sep 253 min read
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Broker-Dealer vs. Placement Agent: What’s the Difference?
In the world of private capital markets, the terms broker-dealer  and placement agent  often come up when discussing regulatory...
Sara Judd
Aug 183 min read
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Case Study - Using North Capital’s TransactCloud Technology to Scale Business Through Reg A+ and Secondary Trading
How Otis, a wholly-owned subsidiary of Public, and Innovator in the Art and Collectibles Alternative Investment Sector, Uses North...
Sara Judd
Jun 215 min read
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Need an API for Alternative Investments?
Companies frequently encounter roadblocks as their development team attempts to build functionality to process investment transactions. A...
Sara Judd
Jun 191 min read
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Escrow for Registered Funding Portals
Regulation Crowdfunding requires that an escrow account be opened for every offering in an effort to protect investors. In fact,...
Sara Judd
Jun 172 min read
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