North Capital Private Securities (NCPS) is a registered broker dealer focused on the marketing and distribution of private funds and the securities of private companies to qualified investors, such as family offices, funds of funds, endowments, foundations, and pension funds. Our principals have expertise in the origination, structuring, and marketing of private offerings, and we serve as your trusted advisor to manage your offering from start to finish.
Perform Investor Verification
Manage Investor Records
Ensure Transparency and Investor Protection
Perform Due Diligence
Experts In Compliance
Supervisory and Advisory Services
Evaluation and Due Diligence
We work with issuers to evaluate their prospective offering and provide advice regarding the structure, timing, and distribution channels for their placement. In addition, we can facilitate the preparation of marketing and offering materials, including pitch books, tear sheets, offering memoranda, and subscription agreements. We collaborate with our clients to develop strategies for investor servicing, to facilitate investor research, due diligence and ongoing reporting. Prior to accepting any placement mandate, NCPS conducts its own review and due diligence on each offering, including checks on key personnel and an operational review of the business. Our principals have conducted research and due diligence on hundreds of issuers over the past two decades, and we have been involved in raising hundreds of millions of dollars through private placements.
Terms and Offering
Whether we are marketing a private fund or a private placement of corporate securities, we work with our clients to develop terms that we believe will attract investor participation. While we cannot guarantee the success of every placement, because we are connected with a wide range of investors, NCPS will help issuers tailor their offering for different audiences and different markets, diligently seeking new sources of capital.