Custodial Accounts

North Capital Private Securities provides custody services for individuals, joint owners, entities, and trusts. Our online portal allows our customers to view their account balances, generate reports, and view transactions in real time. Contact us today to open your custodial account.

  • $0 account opening or maintenance fees.1
  • $0 account minimum.1
  • ACH, Wire, and Check funds processing
  • Online access to view account in real time
  • Quick and easy account set up

1Other account fees, fund expenses, and brokerage commissions may apply.

The Process

1

Account Agreement

Complete our online DocuSign Account Agreement to kick off the custodial account opening process.
Get Started

2

NCPS Review

An NCPS principal will perform a review of your account to ensure that their are no potential red flags that would prevent us from being able to do business with you. This includes a KYC and AML check.

3

Account Opened

NCPS will open your custodial account when the account has been approved by an NCPS principal.

4

Online Access

You will receive an email from NCPS with instructions on how to set up your online access through the North Capital Portal. This access will give you real time view into all of your open accounts at NCPS.

5

Support Team

The North Capital Custody Operations team is available for any questions you may have. They can be contacted at:
custody-ops@northcapital.com

Escrow Services for Platforms and Registered Funding Portals

North Capital Private Securities is a self-clearing broker-dealer approved to provide escrow services for offerings under Reg D, Reg A+, Reg S, and Reg CF offerings. We offer a full technology stack to facilitate the automatic creation and processing of deal escrows. Our team has years of experience in private securities and provides efficient, compliant processes to help guide you through your capital raise from opening escrow, accepting funds, processing returns, disbursing funds, and closing the account.

  • Escrows for all private offerings including Reg A, Reg CF, Reg D, and Reg S.
  • Same-day view into account activity
  • Regulatory Compliant Processes
  • Investor KYC and AML Verification
  • ACH, Wire, and Check funds processing
  • Supports International investors
  • Quick and easy account set up
  • Competitive Pricing
  • E-sign Escrow Agreements
  • Private Securities Experienced Team

The Process

1

Meet The Team

A member of our business development team will schedule a call with you to introduce North Capital and answer any questions you may have.
Schedule A Call

2

NCPS Review

NCPS will perform a review of the deal and your company to ensure that their are no potential red flags that would prevent us from being able to do business with you.
Click here for more information.

3

Escrow Agreement

NCPS will send a standard form agreement to you for electronic signature to confirm the terms of the escrow.

4

Account Opened

NCPS will open the escrow account when the escrow agreement has been completed.

5

Online Access

You will receive an email from NCPS with instructions on how to set up your online access through the North Capital Portal. This access will give you real time view into all of your open accounts at NCPS.