North Capital is the leading provider of transaction technology for primary issuance of exempt securities, and we are driving the evolution of clearing, custody and secondary markets on the Ethereum blockchain.

We create and deliver services, utilizing custom APIs, open source blockchain technology, smart contracts and securities tokens to transform access, liquidity, and transparency of exempt securities.

Our Registered Investment Advisor, North Capital Inc. was founded in 2008. The firm’s founder, Jim Dowd, started the firm after spending 20+ years as an Institutional Asset Manager, with the goal of bringing institutional grade advice to retail clients.  North Capital Inc is headquartered in Salt Lake City, UT, with branch offices in McAllen, TX, Sea Island, GA, and Pittsburgh, PA.


Our Team

Jim Dowd

Founder & Managing Director

Sara Judd

Chief Operating Officer

Siggy Tomasetti

Chief Legal Officer

Anton Prakash

Chief Technologist

Chris Kellett

Chief Financial Officer

Shawn Crouse

Chief Compliance Officer

Richard “Grant” Nelson

Managing Director, Head of Research and Due Diligence

Michael T. Weaver, Jr.

Managing Director, Head of Asset Management

Minh Le

Director, Research and Due Diligence

Linsey Harkness

Managing Director, Head of Human Resources

Jessi Mills

Director, Operations and Custody

Stephanie Holt

Strategic Advisor

Juan Garcia

Managing Director, North Capital Inc.

Gaby Giacchino

Director, Operations and Human Resources

Nikki Gilbreth

Director, Business Development

Susan Deesing


Sharon Mack

Office Manager

Lauren Coalmer

Technology and Operations Associate

Sue Baum


AJ Roennebeck

Business Development Associate / Project Manager

Drew Hearn

Operations Associate

Nick Stecklein, CFP®

Financial Advisor